Deep Dive into Garbage Collection in Ruby 3: Incremental Garbage Collection

Unveiling the Secrets of Enhanced Memory Management: Exploring Incremental Garbage Collection in Ruby 3

Patrick Karsh
5 min readApr 7, 2023
Trash pile
Are you not going to recycle those objects?

Incremental Garbage Collection (GC) is a technique used to manage memory in a more efficient way, reducing the impact of garbage collection pauses on program execution. Ruby 3 introduced incremental GC as a part of its GC mechanism to improve performance and minimize latency.

The primary objective of incremental GC is to break down the garbage collection process into smaller, more manageable parts, allowing the application to continue executing while the GC runs in the background.

Ruby’s garbage collector utilizes a generational garbage collection approach, which is based on the hypothesis that most objects die young. This means that the GC process is divided into two parts: a minor GC for newer objects and a major GC for older objects.

Incremental GC in Ruby 3 operates as follows:

Allocation phase

The allocation phase in Ruby 3’s incremental garbage collection is the stage where the application creates and allocates new objects in memory. During this phase, the application’s code is being executed, and as it runs, it creates objects that consume memory.

Here’s a detailed explanation of the allocation phase in Ruby 3’s incremental garbage collection:

Object creation: When the application’s code creates a new object, it requests memory from the Ruby runtime to store that object.

Memory management: Ruby’s runtime manages memory through “pages.” Each page is a fixed-size block of memory that stores objects. When an object is created, it is stored in a memory page that has available space.

Page allocation: If there is no available space in the existing memory pages, Ruby’s runtime allocates a new memory page to accommodate the new object. This new page consumes additional memory from the system.

Heap expansion: If the Ruby runtime’s heap (the memory pool that contains all memory pages) reaches its limit, the heap may be expanded to allocate more memory pages.

Garbage collection trigger: As more objects are created and memory pages get filled, the available memory becomes low. When the available memory reaches a certain threshold, the garbage collection process is triggered. The threshold may be influenced by various factors, such as the number of live objects, the amount of allocated memory, and the duration since the last garbage collection cycle.

The allocation phase is essential in the incremental garbage collection process because it’s the stage where the application creates objects and consumes memory. When the memory usage reaches a certain threshold, it triggers the garbage collection process, which marks and sweeps unused objects, reclaiming memory and making it available for future allocations. By implementing incremental garbage collection, Ruby 3 helps minimize the impact of garbage collection pauses, leading to improved application performance and reduced latency.

Tri-Color Marking

Ruby’s garbage collector employs a tri-color marking algorithm to keep track of objects. It categorizes objects into three groups:

  • White: Objects that are not yet visited by the GC.
  • Gray: Objects that are visited by the GC but may still have references to white objects.
  • Black: Objects that are visited by the GC and confirmed to have no references to white objects.

Marking phase

The marking phase starts by marking all root objects (objects that are directly accessible from the application) as gray. Then, it iteratively processes gray objects, marking their children as gray, and turning the processed objects black. This process continues until there are no more gray objects.

Incremental marking

Instead of performing the marking phase in one go, incremental GC breaks it down into smaller steps, interleaved with the application’s execution. This helps reduce pause times and minimize the impact on application performance.

Sweeping phase

Once the marking phase is complete, the sweeping phase begins. The GC identifies white objects, which are no longer reachable, and reclaims their memory. The sweeping phase can also be performed incrementally to further reduce pause times.

Promotion to older generation

During the garbage collection process, if a young object survives a predefined number of minor GC cycles, it is considered to be long-lived and is promoted to the older generation.

By breaking down the garbage collection process into smaller parts and allowing the application to continue executing in between, incremental GC in Ruby 3 improves overall performance and reduces the latency associated with garbage collection pauses.

When would you want to use Incremental Garbage Collection?

Using Incremental Garbage Collection in Ruby 3 can provide several benefits for applications, especially those with high memory usage or strict latency requirements. Here are some reasons why you might consider using incremental garbage collection:

Reduced pause times: Incremental garbage collection breaks the marking and sweeping phases into smaller steps, interleaving them with the application’s execution. This approach helps reduce the time the application spends waiting for garbage collection to complete, leading to shorter pause times and improved responsiveness.

Improved performance: By spreading garbage collection work over time, incremental garbage collection allows the application to continue executing while the garbage collector works in the background. This helps minimize the impact on performance, ensuring that your application remains responsive even under heavy memory usage.

Better user experience: For interactive applications, such as web applications or graphical user interfaces, reduced pause times and improved performance lead to a smoother and more responsive user experience. Incremental garbage collection can help ensure that your application remains snappy and responsive, even when managing large amounts of memory.

More predictable behavior: Traditional garbage collection can cause long, unpredictable pauses, which can be detrimental to applications with strict latency requirements or real-time constraints. Incremental garbage collection helps spread the work over time, leading to more predictable and manageable garbage collection behavior.

Easier resource management: Incremental garbage collection can help developers manage memory more effectively by allowing the application to continue running while memory is being reclaimed. This makes it easier to design applications that can efficiently manage memory and maintain performance under varying workloads.

Overall, incremental garbage collection in Ruby 3 can provide significant benefits for applications that need to manage memory efficiently while maintaining performance and responsiveness. By reducing pause times, improving performance, and providing more predictable behavior, incremental garbage collection can enhance the user experience and help developers create more robust and efficient applications.

Ruby 3 does not enable incremental garbage collection by default

Incremental Garbage Collection is a feature of the Ruby interpreter itself, and it is not something that you directly use or enable via code in your application. It works behind the scenes to improve memory management and garbage collection performance.

Ruby 3 does not enable incremental garbage collection by default. However, you can enable or disable garbage collection features through the GC module in Ruby. For example, you can control the GC behavior for your application like this:

# Disable the Garbage Collector
GC.disable

# Your code with heavy object allocation and manipulation
# ...

# Re-enable the Garbage Collector
GC.enable

# Manually start a garbage collection cycle
GC.start

To check if incremental garbage collection is enabled or available in your Ruby version, you can use the GC.stat method, which returns a hash with information about the garbage collector's internal state:

# Get GC statistics
stats = GC.stat

# Print GC statistics
puts stats.inspect

Look for keys related to incremental garbage collection, such as :incremental or :mark_and_sweep. The presence or values of these keys might indicate whether incremental garbage collection is enabled or available.

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Patrick Karsh
Patrick Karsh

Written by Patrick Karsh

NYC-based Ruby on Rails and Javascript Engineer leveraging AI to explore Engineering. https://linktr.ee/patrickkarsh

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